Chief Group > Securities > HK Stocks > Service Fees & Charges
Service Fees & Charges

Service Fees & Charges

Securities Trading Services

Items Charges (%) HKD & USD Denominated Products Minimum Charges RMB Denominated Products Minimum Charges
Commission for Normal Trade* 0.125 HK$55 RMB¥55
Commission for Day Trade* 0.0875 HK$55 RMB¥55
Commission for Internet Trade* 0.0675 HK$40 RMB¥40
Commission for Monthly Investment Plan 0.0675 HK$40 -
Stamp Duty# 0.1 - -
Investor Compensation Levy# 0 - -
SFC Transaction Levy# 0.0027 - -
HKEX Trading Fee# 0.005 - -
CCASS Stock Settlement Fee# 0.005 HK$5 HK$5

Above commission rate is applicable to our company's direct clients only. For AE clients, commission rate is negotiable with their AE. Commission is negotiable for bulk transaction.

*   Commission is calculated separately for each side and trading channels and is charged once for each 4 different transaction prices.

#   The other fees of trading in listed RMB denominated securities would be calculated in HKD and cleared in RMB through CCASS.

All information is subject to change without prior notice.

Scrip Handling and Settlement-related Services

Items Charges (HK$) Minimum Charges (HK$) Maximum Charges (HK$)
Physical Scrip Deposit $5 for each transfer deed - -
Administration Fee - Physical Scrip Deposit in Bulk Quantity # $10 per deed for the 11th deed or more - -
Physical Scrip Withdrawal $5 per board lot $30 per stock -
CCASS Settlement Instruction (SI) $5 per board lot $50 per stock $400 per stock
(Above charge are applicable to withdrawal instruction only. There is free of charge for deposit instruction)
CCASS Investor Settlement Instructions (ISI) Free Free Free
CCASS Settlement (Applicable to depositing stock with temporary code and suspended for trading) $200 per stock - -
Stock Conversion Fee $50 per stock - -

#   Administration fee will be charged on client who deposits more than 10 physical deeds of the same stock in a single day. The Administration fee, $10 per deed, will be applied to the 11th deed or more.

All information is subject to change without prior notice.

Information Services

Real-time Price Quote Service

Vendor Monthly Charges (HK$)**
Vendor Version Monthly Charges (HK$)**
TOP Trader Latest Quote
- Free
AAStock
QuoteWinner $368
AAStocks 2007 $638
AAStocks 2007 (China) $538
ETNET
- $368
ETNET (China) $238
Megahub
- $338
Megahub (China) $218
AFE
- $368
Qian Long Hong Kong Stocks (China)
Standard $218
Professional $428

Term of Waiver***
Client's monthly Commission for Internet Trade exceeds or reaches HK$1,388 or total monthly trading amount reaches HK$3,000,000.

*   Request for subscription or termination of Online Real-time Price Quote Service should be made on or before 25th of each month.
**  Full month rate will be charged regardless of commencement date of service and will be debited from client's account at the beginning of each month.
***  If client fulfills the waiver terms, monthly fee charged will be credited to client's account at the beginning of next month (refund maximum is HK$368).

Real-time Price Quote Service's Deposit Arrangement:
Clients who apply for real-time quote will pay $500 as deposit. It will be refunded to your account when you cancel your subscription. Please be aware that your account should have adequate deposit for your subscription on 25th of each month. In order to prevent disruption in your subscription, our colleagues will contact you to remind your payment. The Company has the right to cancel your subscription if there is no sufficient fund on that day. The discrepancy will be deducted from your deposit. The amount remained will be deposited to your trading account.
Please be aware that we may not notify you prior to any changes in service. For enquiries, please contact our Customer Service Department at (852) 2500 9199.

All information is subject to change without prior notice.

Account Maintenance

Items Charges (HK$) Minimum Charges (HK$) Maximum Charges (HK$)
Custody Fee Free - -
Dormant Account Fee Free - -

All information is subject to change without prior notice.

Nominee Services and Corporate Actions

Items HKD & USD Denominated Products Charges (HK$) / RMB Denominated Products Charges (RMB¥) Minimum Charges Maximum Charges
Scrip Fee HK$1.5 per board lot or its equivalent in foreign currency - -
Cash Dividend Collection Fee 0.2% of dividend collected $10 / ¥10 -
Scrip Dividend Collection Fee $10 / ¥10 per stock - -
Corporate Action Service Fee $2 / ¥2 per board lot $20 / ¥20 -
Excess Rights Shares $10 / ¥10 per transaction - -
Administration fee on authorization of representative attending Annual General Meeting $50 / ¥50 per authorized representative - -

All information is subject to change without prior notice.

Financing and Other Services

Items Financial Charges** (in annual interest rate) Remarks
Margin Account Lending Rate Chong Hing Bank Prime Rate +2.5% Overdue amount within the marginable value
Chong Hing Bank Prime Rate +3.5% Overdue amount beyond the marginable value
Cash Account and Custodian Account Overdue Interest Chong Hing Bank Prime Rate +5% -

**  Negotiable rates for large amount financing


Items
Charges (HK$)
Handling Charge for IPO Application Financing Application
  HKD denominated products HK$100
  RMB denominated products ¥100
  Non-financing Application
  (i) By Telephone:
  HKD denominated products HK$50
  RMB denominated products ¥50
  (ii) Via Internet: Free (HK$50 / RMB¥50 administration fee for the extended application period)
Handling Charge for Claiming Unclaimed Benefits Entitlement $100 per transaction (Minimum charge $400)
Request for Historical Statements Within past 6 months: Free of Charge
  Beyond past 6 months up to 7th year : $20 per page
Request for Dormant Account Confirmation $30 per certificate
Replacement of Lost Delivery Order Within past 6 months: Free of Charge
  Beyond past 6 months up to 7th year: $50 per stock
Audit Confirmation (Applicable to Corporate Account) $200 for each account
Express Bank Transfer $100 per transaction
Telegraphic Transfer Subject to bank charges, minimum $300 per transaction

All information is subject to change without prior notice.


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